Adviser and broker representative · On Investment Management Co.
Frank J. Cariola
CRD 1198609 · King Of Prussia, PA
At a glance
Frank J. Cariola is an investment adviser representative with On Investment Management Co. in King Of Prussia, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Frank’s SEC record dates to 2002, about 24 years ago. Frank is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- On Investment Management Co.Since April 2010King Of Prussia, PA · $3.2B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Frank’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.