Manager · Optimum Financial Services, LLC
Frank S. Brumfield
CRD 5315835 · Named on Form ADV at one SEC-registered adviser
At a glance
Optimum Financial Services, LLC, an SEC-registered wealth manager based in Jackson, MS with $300 million in regulatory assets, lists Frank S. Brumfield on its Form ADV as Manager, a control person.
Firms and roles
- Optimum Financial Services, LLCManagerWealth manager · Jackson, MS · $300M in regulatory assets
AtlasMembers
Frank’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- John W. GarrardPresident/chief Compliance Officer, Optimum Financial Services, LLC
- William H. GarrardExecutive Vice President, Optimum Financial Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.