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Principal/chief Compliance Officer · BAU Advisors

Francisco H. Salonia-Ruzo

CRD 2947628 · Named on Form ADV at one SEC-registered adviser

At a glance

BAU Advisors, an SEC-registered private fund adviser based in Miami, FL with $286 million in regulatory assets, lists Francisco H. Salonia-Ruzo on its Form ADV as Principal/chief Compliance Officer, a control person.

Firms and roles

  • BAU AdvisorsPrincipal/chief Compliance OfficerPrivate fund adviser · Miami, FL · $286M in regulatory assets

AtlasMembers

Francisco’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francisco’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.