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Co-Trustee · James Investment Research Inc

Francis E. James

CRD 2253993 · Named on Form ADV at one SEC-registered adviser

At a glance

James Investment Research Inc, an SEC-registered asset manager based in Xenia, OH with $1.2 billion in regulatory assets, lists Francis E. James on its Form ADV as Co-Trustee, a control person.

Firms and roles

AtlasMembers

Francis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Lesley D. OttChief Compliance Officer (JAN. 2012) & Chief Operating Officer (JAN. 2020), James Investment Research Inc
  • Barry R. JamesChairman of the Board, James Investment Research Inc
  • Richard B. CulpepperPresident (JAN. 2022) & CEO (NOV. 2022), James Investment Research Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.