Managing Member and Chief Compliance Officer · Baleen Capital Management LLC
Fang N. Li
CRD 7307083 · Named on Form ADV at one SEC-registered adviser
At a glance
Baleen Capital Management LLC, an SEC-registered private fund adviser based in LAS Vegas, NV with $169 million in regulatory assets, lists Fang N. Li on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Baleen Capital Management LLCManaging Member and Chief Compliance OfficerPrivate fund adviser · LAS Vegas, NV · $169M in regulatory assets
AtlasMembers
Fang’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Fang’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.