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Chief Legal Officer,, Director · Summit Financial, LLC

Esmat B. Hawkesworth

CRD 5009122 · Named on Form ADV at one SEC-registered adviser

At a glance

Summit Financial, LLC, an SEC-registered wealth manager based in Parsippany, NJ with $26.3 billion in regulatory assets, lists Esmat B. Hawkesworth on its Form ADV as Chief Legal Officer,, Director, a control person.

Firms and roles

  • Summit Financial, LLCChief Legal Officer,, DirectorWealth manager · Parsippany, NJ · $26B in regulatory assets

AtlasMembers

Esmat’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Esmat’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.