Chief Compliance Officer · Parkergale, LLC
Ernest R. Goffi
CRD 5747290 · Named on Form ADV at one SEC-registered adviser
At a glance
Parkergale, LLC, an SEC-registered private fund adviser based in Chicago, IL with $719 million in regulatory assets, lists Ernest R. Goffi on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Parkergale, LLCChief Compliance OfficerPrivate fund adviser · Chicago, IL · $719M in regulatory assets
AtlasMembers
Ernest’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Corey W. DossettChief Financial Officer, Manager and Partner, Parkergale, LLC
- Devin R. MathewsManager and Partner, Parkergale, LLC
- James F. MilberyManager and Partner, Parkergale, LLC
- David R. MilliganManager and Partner, Parkergale, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ernest’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.