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Chief Compliance Officer · Nuveen Fund Advisors, LLC

Erik P. Mogavero

CRD 2540210 · Named on Form ADV at one SEC-registered adviser

At a glance

Nuveen Fund Advisors, LLC, an SEC-registered asset manager based in Chicago, IL with $186.3 billion in regulatory assets, lists Erik P. Mogavero on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Erik’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Oluseun S. SalamiExecutive Vice President and Chief Financial Officer, Nuveen Fund Advisors, LLC
  • Cinda D. WhittenHead of Global Investment Operations, Nuveen Fund Advisors, LLC
  • John M. McCannManaging Director, General Counsel & Assistant Secretary, Nuveen Fund Advisors, LLC
  • Nathanael P. JonesPresident, Nuveen Fund Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.