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Trustee · Cole Wealth Management, LLC

Erica S Cole

CRD 2970245 · Named on Form ADV at one SEC-registered adviser

At a glance

Cole Wealth Management, LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $181 million in regulatory assets, lists Erica S Cole on its Form ADV as Trustee.

Firms and roles

AtlasMembers

Erica’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Martin T. ColeManaging Member Chief Compliance Officer, Cole Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.