Chief Compliance Officer · Rosel Wealth Management, LLC
Eric B. Rosel
CRD 4409800 · Named on Form ADV at one SEC-registered adviser
At a glance
Rosel Wealth Management, LLC, an SEC-registered wealth manager based in Highlands Ranch, CO with $630 million in regulatory assets, lists Eric B. Rosel on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Rosel Wealth Management, LLCChief Compliance OfficerWealth manager · Highlands Ranch, CO · $630M in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.