Chief Compliance Officer · Novo Holdings US Investment Advisor, Inc.
Ellen T. Santagati
CRD 7514698 · Named on Form ADV at one SEC-registered adviser
At a glance
Novo Holdings US Investment Advisor, Inc., an SEC-registered private fund adviser based in Boston, MA with $339 million in regulatory assets, lists Ellen T. Santagati on its Form ADV as Chief Compliance Officer.
Firms and roles
- Novo Holdings US Investment Advisor, Inc.Chief Compliance OfficerPrivate fund adviser · Boston, MA · $339M in regulatory assets
AtlasMembers
Ellen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Charles E. PattenPresident, Novo Holdings US Investment Advisor, Inc.
- Jonathan L. LevyDirector, Novo Holdings US Investment Advisor, Inc.
- Abhijeet J. LeleDirector, Novo Holdings US Investment Advisor, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ellen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.