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Vice-President, Secretary, & Chief Compliance Officer · Walsky Investment Management Inc

Elizabeth A. Ward

CRD 4362541 · Named on Form ADV at one SEC-registered adviser

At a glance

Walsky Investment Management Inc, an SEC-registered wealth manager based in Wyomissing, PA with $130 million in regulatory assets, lists Elizabeth A. Ward on its Form ADV as Vice-President, Secretary, & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Craig D. HaferChairman, President & Treasurer, Walsky Investment Management Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.