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Shareholder · Otto & Associates, Inc.

Elizabeth N. Otto

CRD 5895505 · Named on Form ADV at one SEC-registered adviser

At a glance

Otto & Associates, Inc., an SEC-registered wealth manager based in Norwich, VT with $287 million in regulatory assets, lists Elizabeth N. Otto on its Form ADV as Shareholder.

Firms and roles

AtlasMembers

Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David W. OttoChief Executive Officer Emeritus, Otto & Associates, Inc.
  • Susan O. GoodellChief Executive Officer, President, and Chief Compliance Officer, Otto & Associates, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.