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Chief Compliance Officer / Owner · Star Harbor Investments Inc

Elizabeth J McMullen

CRD 7350229 · Named on Form ADV at one SEC-registered adviser

At a glance

Star Harbor Investments Inc, an SEC-registered asset manager with $0 in regulatory assets, lists Elizabeth J McMullen on its Form ADV as Chief Compliance Officer / Owner, a control person.

Firms and roles

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Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.