Adviser and broker representative · Founders Financial Securities LLC
Douglas W. Waltz
CRD 7529014 · Chadds Ford, PA
At a glance
Douglas W. Waltz is an investment adviser representative with Founders Financial Securities LLC in Chadds Ford, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Douglas’s SEC record dates to 2022, about 3 years ago. Douglas is also registered as a broker representative.
Current advisory firm
- Founders Financial Securities LLCSince November 2022Chadds Ford, PA · $4.1B in regulatory assets
SEC adviser record
- Registered since
- 2022 (3 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Douglas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.