Adviser and broker representative · Osaic Advisory Services, LLC
Douglas H. Barton
CRD 1494345 · Colorado Springs, CO
At a glance
Douglas H. Barton is an investment adviser representative with Osaic Advisory Services, LLC in Colorado Springs, CO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Douglas’s SEC record dates to 2005, about 21 years ago. Douglas is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Osaic Advisory Services, LLCSince May 2023Colorado Springs, CO · $15B in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 15 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Douglas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.