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Chief Operating Officer, Unit Investment Trust Business · Guggenheim Funds Distributors, LLC

Dominick Nmn Cogliandro

CRD 1490945 · Named on Form ADV at one SEC-registered adviser

At a glance

Guggenheim Funds Distributors, LLC, an SEC-registered broker-dealer firm based in Chicago, IL with $7.8 billion in regulatory assets, lists Dominick Nmn Cogliandro on its Form ADV as Chief Operating Officer, Unit Investment Trust Business, a control person.

Firms and roles

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Dominick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Amy Jo LeeGeneral Counsel, Secretary, and Senior Managing Director, Guggenheim Funds Distributors, LLC
  • Dennis Ryan MetzgerChief Compliance Officer, Guggenheim Funds Distributors, LLC
  • Elisabeth Ann MillerSenior Managing Director, Guggenheim Funds Distributors, LLC
  • Christopher Vito ParisiHead of Distribution, Senior Managing Director, Guggenheim Funds Distributors, LLC
  • Dina Marie DilorenzoPresident of the Broker Dealer, Guggenheim Funds Distributors, LLC, Guggenheim Funds Distributors, LLC

1 more person named with Dominick on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dominick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.