Chief Financial Officer · Arax Advisory Partners
Diego J Galan
CRD 5081979 · Named on Form ADV at one SEC-registered adviser
At a glance
Arax Advisory Partners, an SEC-registered wealth manager based in New York, NY with $26.5 billion in regulatory assets, lists Diego J Galan on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- Arax Advisory PartnersChief Financial OfficerWealth manager · New York, NY · $27B in regulatory assets
AtlasMembers
Diego’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Michael P RiordanManaging Partner, Arax Advisory Partners
- Gerald H. AriyanChairman, Arax Advisory Partners
- Brian J. DurkinChief Compliance Officer, Arax Advisory Partners
- Ryan P. StuartDirector of Operations, Arax Advisory Partners
- James P. FortescueManaging Partner, Arax Advisory Partners
3 more people named with Diego on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diego’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.