Adviser and broker representative · LPL Financial LLC
Diego J. Garcia
CRD 7203567 · Mayaguez, PR
At a glance
Diego J. Garcia is an investment adviser representative with LPL Financial LLC in Mayaguez, PR, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Diego’s SEC record dates to 2022, about 4 years ago. Diego is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince February 2025Mayaguez, PR · $819B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Diego’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.