Adviser and broker representative · Lincoln Investment
Dianne Y. Woon
CRD 4670508 · Alameda, CA
At a glance
Dianne Y. Woon is an investment adviser representative with Lincoln Investment in Alameda, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dianne’s SEC record dates to 2003, about 22 years ago. Dianne is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Lincoln InvestmentSince June 2012Alameda, CA · $22B in regulatory assets
- Capital AnalystsSince June 2012Alameda, CA · $8.8B in regulatory assets
SEC adviser record
- Registered since
- 2003 (22 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dianne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.