Managing Member · Arlington Financial Advisors, LLC
Dianne G. Duva
CRD 4193888 · Named on Form ADV at one SEC-registered adviser
At a glance
Arlington Financial Advisors, LLC, an SEC-registered wealth manager based in Santa Barbara, CA with $1.2 billion in regulatory assets, lists Dianne G. Duva on its Form ADV as Managing Member, a control person.
Firms and roles
- Arlington Financial Advisors, LLCManaging MemberWealth manager · Santa Barbara, CA · $1.2B in regulatory assets
AtlasMembers
Dianne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dianne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Arthur G. SwalleyManaging Member, Arlington Financial Advisors, LLC
- John A. LorenzManaging Member & Chief Compliance Officer, Arlington Financial Advisors, LLC
- Joseph R. WeilandManaging Member, Arlington Financial Advisors, LLC
- Richard W. HughesManaging Member, Arlington Financial Advisors, LLC
- Cody A. MakelaManaging Member, Arlington Financial Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dianne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.