Chief Operating Officer, Chief Compliance Officer · Barca Capital, LLC
Dianna A. Thompson
CRD 6623926 · Named on Form ADV at one SEC-registered adviser
At a glance
Barca Capital, LLC, an SEC-registered private fund adviser based in West Newton, MA with $439 million in regulatory assets, lists Dianna A. Thompson on its Form ADV as Chief Operating Officer, Chief Compliance Officer, a control person.
Firms and roles
- Barca Capital, LLCChief Operating Officer, Chief Compliance OfficerPrivate fund adviser · West Newton, MA · $439M in regulatory assets
AtlasMembers
Dianna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Ryan A. FloydManaging Member, Barca Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dianna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.