Senior Director of Finance, Chief Compliance Officer · Drum Capital Management LLC
Diane M. Vertucci
CRD 8063804 · Named on Form ADV at one SEC-registered adviser
At a glance
Drum Capital Management LLC, an SEC-registered private fund adviser based in Stamford, CT with $503 million in regulatory assets, lists Diane M. Vertucci on its Form ADV as Senior Director of Finance, Chief Compliance Officer, a control person.
Firms and roles
- Drum Capital Management LLCSenior Director of Finance, Chief Compliance OfficerPrivate fund adviser · Stamford, CT · $503M in regulatory assets
AtlasMembers
Diane’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Scott E. VollmerChief Executive Officer/managing Member, Drum Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.