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Chief Compliance Officer and General Counsel · Excorde Capital LLC

Diana C Liu

CRD 6022927 · Named on Form ADV at one SEC-registered adviser

At a glance

Excorde Capital LLC, an SEC-registered asset manager based in Conshohocken, PA with $0 in regulatory assets, lists Diana C Liu on its Form ADV as Chief Compliance Officer and General Counsel, a control person.

Firms and roles

  • Excorde Capital LLCChief Compliance Officer and General CounselAsset manager · Conshohocken, PA · $0M in regulatory assets

AtlasMembers

Diana’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.