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Chief Compliance Officer, Principal · Carroll Advisory Group

Devin A. Carroll

CRD 4590788 · Named on Form ADV at one SEC-registered adviser

At a glance

Carroll Advisory Group, an SEC-registered wealth manager based in Texarkana, TX with $341 million in regulatory assets, lists Devin A. Carroll on its Form ADV as Chief Compliance Officer, Principal, a control person.

Firms and roles

  • Carroll Advisory GroupChief Compliance Officer, PrincipalWealth manager · Texarkana, TX · $341M in regulatory assets

AtlasMembers

Devin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Devin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.