Chief Compliance Officer · Boothbay Fund Management
Derek R. Backofen
CRD 3246417 · Named on Form ADV at one SEC-registered adviser
At a glance
Boothbay Fund Management, an SEC-registered private fund adviser based in New York, NY with $18.0 billion in regulatory assets, lists Derek R. Backofen on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Boothbay Fund ManagementChief Compliance OfficerPrivate fund adviser · New York, NY · $18B in regulatory assets
AtlasMembers
Derek’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Ari L. GlassManaging Member, Boothbay Fund Management
- Daniel L. BloomChief Financial Officer, Boothbay Fund Management
- Dov S. LandoGeneral Counsel, Boothbay Fund Management
- Charles M. WeaverChief Operating Officer, Boothbay Fund Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Derek’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.