Managing Director and Chief Information Officer · Charles Schwab & Co., Inc.
Dennis Willard Howard
CRD 6403083 · Named on Form ADV at one SEC-registered adviser
At a glance
Charles Schwab & Co., Inc., an SEC-registered broker-dealer firm based in SAN Francisco, CA with $0 in regulatory assets, lists Dennis Willard Howard on its Form ADV as Managing Director and Chief Information Officer.
Firms and roles
- Charles Schwab & Co., Inc.Managing Director and Chief Information OfficerBroker-dealer firm · SAN Francisco, CA · $0M in regulatory assets
AtlasMembers
Dennis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Jeffrey Harold StarrManaging Director, and Operational Services and Principal Operations Officer, Charles Schwab & Co., Inc.
- Charles NicholsManaging Director and Broker Dealer & Investment Advisor Chief Compliance Officer, Charles Schwab & Co., Inc.
- Jonathan M CraigPresident, Director, Managing Director and Head of Investor Services and Marketing, Charles Schwab & Co., Inc.
- Michael Daniel VerdeschiManaging Director and Chief Financial Officer and Principal Financial Officer, Director, Charles Schwab & Co., Inc.
- Neesha K HathiManaging Director Head of Wealth & Advice Solutions, Charles Schwab & Co., Inc.
1 more person named with Dennis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dennis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.