Adviser and broker representative · UBS Financial Services Inc.
Denise P. Rasicot
CRD 5374612 · Delray Beach, FL
At a glance
Denise P. Rasicot is an investment adviser representative with UBS Financial Services Inc. in Delray Beach, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Denise’s SEC record dates to 2008, about 18 years ago. Denise is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since April 2010Delray Beach, FL · $916B in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Denise’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.