Chief Compliance Officer · Frazier Financial Consultants, LLC
Deborah J. Frazier
CRD 4411668 · Named on Form ADV at one SEC-registered adviser
At a glance
Frazier Financial Consultants, LLC, an SEC-registered wealth manager based in Chapel Hill, NC with $196 million in regulatory assets, lists Deborah J. Frazier on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Frazier Financial Consultants, LLCChief Compliance OfficerWealth manager · Chapel Hill, NC · $196M in regulatory assets
AtlasMembers
Deborah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Richard P. FrazierManaging Member / Owner, Frazier Financial Consultants, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deborah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.