Adviser and broker representative · Ameriprise Financial Services, LLC
Dawn T. Henz
CRD 4972782 · West Chester, OH
At a glance
Dawn T. Henz is an investment adviser representative with Ameriprise Financial Services, LLC in West Chester, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dawn’s SEC record dates to 2021, about 4 years ago. Dawn is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince October 2026West Chester, OH · $660B in regulatory assets
SEC adviser record
- Registered since
- 2021 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dawn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.