Adviser and broker representative · Kestra Private Wealth Services, LLC
David Y. Yee
CRD 2512755 · Austin, TX
At a glance
David Y. Yee is an investment adviser representative with Kestra Private Wealth Services, LLC in Austin, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on David’s SEC record dates to 2001, about 25 years ago. David is also registered as a broker representative.
Current advisory firm
- Kestra Private Wealth Services, LLCSince April 2012Austin, TX · $13B in regulatory assets
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
David’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.