Chief Compliance Officer and Chief Operating Officer · Badgley Phelps Wealth Managers
David S. Spratt
CRD 2275360 · Named on Form ADV at one SEC-registered adviser
At a glance
Badgley Phelps Wealth Managers, an SEC-registered wealth manager based in Seattle, WA with $7.3 billion in regulatory assets, lists David S. Spratt on its Form ADV as Chief Compliance Officer and Chief Operating Officer, a control person.
Firms and roles
- Badgley Phelps Wealth ManagersChief Compliance Officer and Chief Operating OfficerWealth manager · Seattle, WA · $7.3B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Steven C. PhelpsWealth Manager, Badgley Phelps Wealth Managers
- James K. CallaghanWealth Manager, Badgley Phelps Wealth Managers
- Curtis L. PepinDirector of Marketing, Badgley Phelps Wealth Managers
- Julie L. Parisio RoyChief Executive Officer and Wealth Manager, Badgley Phelps Wealth Managers
- Calvin M. SprangerFixed Income Manager and Wealth Manager, Badgley Phelps Wealth Managers
5 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.