President · Peak Capital Management, LLC
David M. Shepherd
CRD 2284051 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Peak Capital Management, LLC, an SEC-registered wealth manager based in Greenwood Village, CO with $165 million in regulatory assets, lists David M. Shepherd on its Form ADV as President, a control person. The SEC filings also name David at 2 other registered advisers.
Firms and roles
- Peak Capital Management, LLCPresidentWealth manager · Greenwood Village, CO · $165M in regulatory assets
- Shepherd Kaplan Krochuk, LLCManagement BoardAsset manager · Boston, MA · $11B in regulatory assets
- Shepherd Kaplan LLCCo-CeoAsset manager · Boston, MA · $10B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Brian D. LockhartChief Executive Officer, Chief Investment Officer, Peak Capital Management, LLC
- Bayard N. DodgeChief Compliance Officer, Peak Capital Management, LLC
- Timothy A. KrochukManagement Board, Shepherd Kaplan Krochuk, LLC
- David C. KaplanManagement Board, Shepherd Kaplan Krochuk, LLC
- Peter J. DilorenzoChief Operating Officer; Chief Information Security Officer, Shepherd Kaplan Krochuk, LLC
1 more person named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.