Adviser and broker representative · Stifel, Nicolaus & Company, Incorporated
David J. Raabe
CRD 2148468 · Marion, IN
At a glance
David J. Raabe is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Marion, IN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on David’s SEC record dates to 2002, about 24 years ago. David is also registered as a broker representative.
Current advisory firm
- Stifel, Nicolaus & Company, IncorporatedSince May 2014Marion, IN · $198B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
David’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Stifel, Nicolaus & Company, Incorporated
- Ryan D. CampbellMarion · Certified Financial Planner, Chartered Financial Consultant
- Patrick L. CareyMarion
- Alexis FogleMarion
- Kit FogleMarion
- Abigail L. SpearsMarion
- Daniel S. WigtonMarion
- Eric D. WigtonMarion
- Edward F. Abbey Jr.Lima
Every advisor at Stifel, Nicolaus & Company, Incorporated →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news, moves and payouts →Financial advisors in Marion, IN →Every Stifel, Nicolaus & Company, Incorporated advisor in Marion →Advisor Moves: who changed firms this week →