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President/chief Compliance Officer; Member · Hazard & Siegel Advisory Services LLC

David M. Mullen

CRD 1327419 · Named on Form ADV at one SEC-registered adviser

At a glance

Hazard & Siegel Advisory Services LLC, an SEC-registered asset manager based in Dewitt, NY with $450 million in regulatory assets, lists David M. Mullen on its Form ADV as President/chief Compliance Officer; Member, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.