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Chief Compliance Officer · WCM Investment Management

David J. Joerger

CRD 7408266 · Named on Form ADV at one SEC-registered adviser

At a glance

WCM Investment Management, an SEC-registered asset manager based in Laguna Beach, CA with $96.8 billion in regulatory assets, lists David J. Joerger on its Form ADV as Chief Compliance Officer.

Firms and roles

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Paul R. BlackCo-Chief Executive Officer, Director/elected Manager, WCM Investment Management
  • Kurt R. WinrichChairman, Director/elected Manager, WCM Investment Management
  • Sloane W. PayneChief Operations Officer, Director/elected Manager, WCM Investment Management
  • Mike B. TriggCo-Chief Executive Officer, Director/elected Manager, WCM Investment Management
  • Don K. KuoDeputy Chief Operating Officer, Secretary, WCM Investment Management

1 more person named with David on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.