Chief Compliance Officer/chief Financial Officer · Tscg Investors, LLC
David B. Huntley
CRD 5291676 · Named on Form ADV at one SEC-registered adviser
At a glance
Tscg Investors, LLC, an SEC-registered asset manager based in Simsbury, CT with $0 in regulatory assets, lists David B. Huntley on its Form ADV as Chief Compliance Officer/chief Financial Officer, a control person.
Firms and roles
- Tscg Investors, LLCChief Compliance Officer/chief Financial OfficerAsset manager · Simsbury, CT · $0M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Samuel P. LatoneCEO and Elected Manager, Tscg Investors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.