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Member, Investment Advisor Representative, CFO · One-Up Financial

David Herbe

CRD 8011338 · Named on Form ADV at one SEC-registered adviser

At a glance

One-Up Financial, an SEC-registered wealth manager based in Erie, PA with $107 million in regulatory assets, lists David Herbe on its Form ADV as Member, Investment Advisor Representative, CFO.

Firms and roles

  • One-Up FinancialMember, Investment Advisor Representative, CFOWealth manager · Erie, PA · $107M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.