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Director, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, Shareholder · Williams Capital Management Company

David H Williams

CRD 4374911 · Named on Form ADV at one SEC-registered adviser

At a glance

Williams Capital Management Company, an SEC-registered wealth manager based in Wilmette, IL with $226 million in regulatory assets, lists David H Williams on its Form ADV as Director, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, Shareholder, a control person.

Firms and roles

  • Williams Capital Management CompanyDirector, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, ShareholderWealth manager · Wilmette, IL · $226M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.