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Compliance Officer · Fidelity Management & Research Company LLC

David J. Carter

CRD 8314999 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Fidelity Management & Research Company LLC, an SEC-registered asset manager based in Boston, MA with $5.7 trillion in regulatory assets, lists David J. Carter on its Form ADV as Compliance Officer. The SEC filings also name David at 1 other registered adviser.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (16)

  • Peter S. LynchVice Chairman, Director, Fidelity Management & Research Company LLC
  • Abigail P. JohnsonChairman of the Board, Director, Fidelity Management & Research Company LLC
  • Christopher J. RimmerHead of Asset Management Finance, Treasurer, Fidelity Management & Research Company LLC
  • Harley J. LankHead of High Income, Fidelity Management & Research Company LLC
  • Bart A. GrenierPresident, Head of Asset Management, Fidelity Management & Research Company LLC

11 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

See all 16 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.