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SR. Managing Director, Chief Compliance Officer, SR. Vice President, Secretary, Vice Chairman of the Board of Directors · Castle Harlan, Inc.

David B Pittaway

CRD 1395349 · Named on Form ADV at one SEC-registered adviser

At a glance

Castle Harlan, Inc., an SEC-registered private fund adviser based in New York, NY with $678 million in regulatory assets, lists David B Pittaway on its Form ADV as SR. Managing Director, Chief Compliance Officer, SR. Vice President, Secretary, Vice Chairman of the Board of Directors.

Firms and roles

  • Castle Harlan, Inc.SR. Managing Director, Chief Compliance Officer, SR. Vice President, Secretary, Vice Chairman of the Board of DirectorsPrivate fund adviser · New York, NY · $678M in regulatory assets

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John K. CastleCEO, Chairman of the Board of Directors, Shareholder, Castle Harlan, Inc.
  • David A. CastleSR. Vice President, Treasurer, Chief Administrative Officer, Member of the Board of Directors, Castle Harlan, Inc.
  • James A. ReddingtonChief Financial Officer, SR. Vice President, Castle Harlan, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.