Corporate Secretary & Senior Vice President · John G. Ullman & Associates, Inc
Darren L. Wilcox
CRD 5198727 · Named on Form ADV at one SEC-registered adviser
At a glance
John G. Ullman & Associates, Inc, an SEC-registered wealth manager based in Horseheads, NY with $1.5 billion in regulatory assets, lists Darren L. Wilcox on its Form ADV as Corporate Secretary & Senior Vice President, a control person.
Firms and roles
- John G. Ullman & Associates, IncCorporate Secretary & Senior Vice PresidentWealth manager · Horseheads, NY · $1.5B in regulatory assets
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Darren’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (18)
- John G. UllmanChairman of the Board, CEO, Treasurer, Director, John G. Ullman & Associates, Inc
- Barbara L. UllmanFirst Vice President, Director, John G. Ullman & Associates, Inc
- Thomas G. SnowSenior Vice President, John G. Ullman & Associates, Inc
- Robert E. ColeDirector, John G. Ullman & Associates, Inc
- Karen B. MeriwetherSenior Vice President, John G. Ullman & Associates, Inc
13 more people named with Darren on the same filings, with titles and firms. Free in Atlas with a free account.
See all 18 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Darren’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.