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Managing Member and Chief Compliance Officer · Richmond Capital

Daniel J. Richmond

CRD 4704875 · Named on Form ADV at one SEC-registered adviser

At a glance

Richmond Capital, an SEC-registered wealth manager based in Miami, FL with $927,000 in regulatory assets, lists Daniel J. Richmond on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • Richmond CapitalManaging Member and Chief Compliance OfficerWealth manager · Miami, FL · $1M in regulatory assets

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.