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Managing Member and Chief Compliance Officer · Goldberg Financial Advisors, LLC

Daniel J. Goldberg

CRD 5289617 · Named on Form ADV at one SEC-registered adviser

At a glance

Goldberg Financial Advisors, LLC, an SEC-registered wealth manager based in EL Segundo, CA with $120 million in regulatory assets, lists Daniel J. Goldberg on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.