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Member · Cohen & Company Financial Management, LLC

Daniel G. Cohen

CRD 4385288 · Named on Form ADV at one SEC-registered adviser

At a glance

Cohen & Company Financial Management, LLC, an SEC-registered private fund adviser based in New York, NY with $237 million in regulatory assets, lists Daniel G. Cohen on its Form ADV as Member, a control person.

Firms and roles

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joseph W. PoolerChief Financial Officer, Cohen & Company Financial Management, LLC
  • Andrew K. DavilmanChief Operating Officer, Chief Investment Officer, Cohen & Company Financial Management, LLC
  • Dennis J. CrillyGeneral Counsel & Secretary, Senior Vice President, Cohen & Company Financial Management, LLC
  • Katharine E. VaccaChief Compliance Officer, Cohen & Company Financial Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.