Manager/chief Compliance Officer · Prosperity Advisers, LLC
Daniel N. Barram
CRD 6621910 · Named on Form ADV at one SEC-registered adviser
At a glance
Prosperity Advisers, LLC, an SEC-registered wealth manager based in Horsham, PA with $376 million in regulatory assets, lists Daniel N. Barram on its Form ADV as Manager/chief Compliance Officer, a control person.
Firms and roles
- Prosperity Advisers, LLCManager/chief Compliance OfficerWealth manager · Horsham, PA · $376M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Lisa J. BarramManager, Prosperity Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.