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General Manager · Seattle Wealth Management LLC

Dan D. Uhm

CRD 4701186 · Named on Form ADV at one SEC-registered adviser

At a glance

Seattle Wealth Management LLC, an SEC-registered wealth manager based in Seattle, WA with $131 million in regulatory assets, lists Dan D. Uhm on its Form ADV as General Manager, a control person.

Firms and roles

AtlasMembers

Dan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Eric A. JohnsonFinancial Planner and Wealth Manager; Chief Compliance Officer, Seattle Wealth Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.