Investment adviser representative · Split Rock Private Trading And Wealth Management LLC
Dale A. Anich
CRD 1283578 · Cloquet, MN
At a glance
Dale A. Anich is an investment adviser representative with Split Rock Private Trading And Wealth Management LLC in Cloquet, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dale’s SEC record dates to 2007, about 19 years ago.
Current advisory firm
- Split Rock Private Trading And Wealth Management LLCSince May 2020Cloquet, MN · $356M in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dale’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.