CEO · Exeter Financial, LLC
Curtis Barton
CRD 7326520 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Exeter Financial, LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $420 million in regulatory assets, lists Curtis Barton on its Form ADV as CEO, a control person. The SEC filings also name Curtis at 1 other registered adviser.
Firms and roles
- Exeter Financial, LLCCEOWealth manager · Scottsdale, AZ · $420M in regulatory assets
- Alkeme Investments LLCCEOAsset manager · Scottsdale, AZ · $0M in regulatory assets
AtlasMembers
Curtis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephen L. HarrisonChief Compliance Officer, President, Exeter Financial, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Curtis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.