Chief Compliance Officer · Quint Capital Management
Corrie Faulk Davis Scoby
CRD 4539509 · Named on Form ADV at one SEC-registered adviser
At a glance
Quint Capital Management, an SEC-registered broker-dealer firm based in New York, NY with $875 million in regulatory assets, lists Corrie Faulk Davis Scoby on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Quint Capital ManagementChief Compliance OfficerBroker-dealer firm · New York, NY · $875M in regulatory assets
AtlasMembers
Corrie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Alexander Norman QuintCEO, Quint Capital Management
- Robert William PetersFinop, Quint Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Corrie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.